Rick Dworsky: A Warm Bath of Energy -- Ocean Thermal Energy Conversion

[editor's note, by Prof. Goose] This is a guest piece by Rick Dworsky--he has been involved in environmental conservation and energy issues for over 30 years in government and private industry.

In 1870, in Twenty Thousand Leagues Under the Sea, Jules Verne wrote: "I owe all to the ocean; it produces electricity, and electricity gives heat, light, motion, and, in a word, life to the Nautilus."

Indeed, the Earth has an enormous natural solar collector - the tropical oceans. "On an average day, 60 million square kilometers (23 million square miles) of tropical seas absorb an amount of solar radiation equal in heat content to about 250 billion barrels of oil."(1) Energy "equivalent to at least 4000 times the amount presently consumed by humans."(2) If we can tap into this renewable source, considering thermodynamics and entropy, approximately 1% of it could provide the entire current worldwide demand for energy. More than enough energy is available, we only need a way to get it - in a practical, cost effective, ecologically safe and sustainable way.

Ocean Thermal Energy Conversion (OTEC) is a technology that can extract useful work from solar energy stored in the sea. Since the sea IS the energy storage medium, OTEC offers 'always on' baseline supply -- during bright clear days and dark nights, in still air and ferocious wind storms -- without the expense and complications of artificial energy storage systems.

In 1881, eleven years after Verne -- 125 years ago -- Jacques Arsene d'Arsonval, a French physicist, conceived OTEC. It operates on the temperature differences between warm surface and cold deep waters - using a heat engine built for the purpose. Wherever a 20 degree Centigrade (36 degree Fahrenheit) difference or greater is readily obtainable between warm surface and cold deep waters, the process can be put to work. In 'Open Cycle' systems, lowering the pressure above warm water turns it into a vapor, effectively 'steam', which runs a turbine before it is recondensed by cold water. In 'Closed Cycle' systems and hybrids, the water heats and cools -vaporizes and recondenses- an intermediary fluid/gas that powers a turbine within a closed sub-system, which enables much larger energy outputs. Basic heat engine physics. The concept, at least, for OTEC had arrived. But the idea preceded the materials technology and manufacturing methods required to make it, and further, make it competitive with fossil fuels.

In 1930 Georges Claude, d'Arsonval's student, built the first experimental OTEC system in Cuba. It produced a gross output of 22 kilowatts (kW) of electricity. Five years later he built a floating OTEC generator in Brazil. Both of these pioneering efforts were destroyed by weather and high seas. High capital investment costs and cheap fossil fuels prevented the further development of OTEC until fairly recently. In 1979, off the coast of Hawai'i, a tiny OTEC generator produced, for the first time, a net output - of 18 kW. A system efficient enough to meet the power requirements of it's pumping systems and provide additional useable energy had been created. A plant which continuously produced more than 50 kW soon followed.

Design and material advances have now reduced the capital investment costs of OTEC to a competitive position in suitable locations, given the expected price of oil over a minimum 25 year life cycle. OTEC facilities can probably be maintained -sustained- far longer than that, perhaps 'forever' - if we reserve enough surplus bio-mass to replace ingredients currently made from petroleum, such as fiberglass resins (synergy with OTEC would return better ERoEI than burning). Currently the Indian Ocean, Caribbean, South Pacific and Hawaiian regions present cost effective scenarios for landed OTEC facilities. If a major OTEC industry develops, costs are expected to fall low enough to justify implementation world wide - at least wherever the process will work - an ocean belt spanning approximately 20 degrees to the north and south of the equator. Land based plants are contracted or under construction in the Cayman Islands and Mauritius. A Japanese company built a 1 megawatt plant in India. Hawai'i has a leading edge OTEC laboratory where working models have been proven, a deep cold water pipe is already in place - better funding could be put to good use.

Large floating OTEC platforms have been designed which would drift and 'graze' warm tropical seas, harvesting the energy, using it to extract hydrogen from sea water, to be picked up by transport vessels and delivered where it is needed. Ammonia, methanol and other compounds could also be produced. At the moment however, only terrestrial and undersea cable transmission of electricity is cost effective - limiting OTEC to land and near shore installations close to waters with sufficient temperature differences.

In no case would critical working parts need to be exposed directly to the ravages of the sea - high and dry on land or safe above sea level on floating platforms larger than super tankers, only the tubes to draw in water would need to endure the difficult ocean environment. The United States has already completed design, production and testing of the required durable cold water intake tubes and their attachment to vessels. The U.S. Navy has proven the use of OTEC generators shipboard.

OTEC can be built with non-exotic materials which do not require expensive secure disposal. While some designs (Uehara Cycle) require titanium, it has also been shown in other designs that the heat exchangers can be made of common aluminum without excessive corrosion problems.

At this time OTEC appears to offer an environmentally neutral energy source. The intermittent injection of minimal amounts of chlorine to prevent bio-fouling of the warm water intakes, and the leaching of metal particles and other materials via erosion/corrosion would probably be environmentally insignificant. Large storage tanks for chlorine would not be necessary - small amounts could be generated 'live' as required to manage the danger to personnel. No bio-fouling within the cold water intake tube has occurred. Although a 100% kill rate for small organisms such as phytoplankton that get drawn into the warm water intakes is probably inevitable, it is believed that this can be mitigated by the pumped 'upwelling' of cold deep fertile waters and the outfall effluent. Only extensive monitoring of an installed mid-size test facility can enable a comprehensive environmental assessment, and find the balance point between bloom and bust. Adjustments of the outfall depth may be necessary, according to local conditions. It may well be the case that OTEC can target some of the energy that causes damaging and catastrophic storms and redirect it into useful work, if large mobile floating platforms become a reality. We should carefully consider when a location can host the process and remain within it's normal temperature gradient range, this would be similar to concerns about the energy absorption effects of solar panels and windmills. OTEC appears to be a vast, renewable, sustainable, safe, 'always on' energy source that does not emit CO2 or nuclear waste.

Landed OTEC facilities could also provide cold outfall water for reuse in air-conditioning, refrigeration and sea water agricultural projects - 'mariculture'. Some OTEC designs and add on modules produce copious volumes of safe distilled drinking water, a much needed commodity in increasing demand in many tropical locations where OTEC could be based.

Given all the fantastic promise OTEC presents, the amount of useful energy that can be obtained from each cubic meter of sea water is relatively small. The quantity of water that would have to be processed to produce a significant amount of useful energy would be enormous. Deep cold water intake tubes 11 meters (36 feet) in diameter with pumps of the same scale are proposed for 100 megawatt units. "The discharge flow from 60,000 MW (0.6 percent of present world consumption) of OTEC plants would be equivalent to the combined discharge from all rivers flowing into the Atlantic and Pacific Oceans (361,000 m3 s-1)."(3) OTEC is a technology of oceanic magnitude. To ameliorate the enormous problems of Global Warming, Peak Oil, Fresh Water, and Food supplies, we are going to need proportionally large solutions. Our task would be easier if we could reverse Human Population pressures.

OTEC may be one of our best hopes for the environmentally clean, sustainable solutions we need to solve our global energy and environmental problems - or at least a substantial chunk of them. In combination with other renewable sources, efficiency gains, conservation and adequate voluntary population management, we may be able to maintain a semblance of world civilization.

Perhaps we can still save our Nautilus.

Footnotes:

  1. http://www.cogeneration.net/ocean_thermal_energy_conversion.htm
  2. http://www.otecnews.org/articles/vega/01_background.html [Note: The seemingly high percentage (1%) of required renewable energy inputs to meet world demand through OTEC is due to entropy and thermodynamics - a basic physical constraint. The theoretical maximum OTEC efficiency is about 8%, but for various practical reasons 3% is more typical.]
  3. http://www.otecnews.org/articles/vega/02_tech_limitations.html

A few links for further research:

National Renewable Energy Laboratory (U.S.) http://www.nrel.gov/otec/what.html
Department of Energy (U.S.) http://www.eere.energy.gov/consumer/renewable_energy/ocean/index.cfm/mytopic=50010
National Energy Laboratory of Hawaii Authority (U.S.) http://www.nelha.org/
OTEC News (U.S.) http://www.otecnews.org/
Wikipedia http://en.wikipedia.org/wiki/OTEC
Sea Solar Power (U.S.) http://www.seasolarpower.com
Marine Development Associates, Inc. (U.S.) http://www.marinedevelopmentinc.com/ocean_energy
Cogeneration Technologies (U.S.) http://www.cogeneration.net/ocean_thermal_energy_conversion.htm
World Energy Council (U.N.) http://www.worldenergy.org/wec-geis/publications/reports/ser/ocean/ocean.asp
Xenesys, Inc. (Japan) http://xenesys.com/english/index.html
Wired Article http://www.wired.com/wired/archive/13.06/craven.html
The National Institute of Ocean Technology (India) http://www.niot.res.in/m1/otec.htm

© Rick Dworsky 2006

This just in

Worldwide production down 400,000 bpd in March to 84,047,000 barrels per day.

Go nuts, peaksters. The end is here.

The EIA released its monthly numbers. That's 700,000 barrels less than December, for those of you keeping track.

OIL CEO This is outta character for you! Ya giving me vthat rush/scare thingee.
Haha. Well, when you add that 300,000 barrels in that the Saudis cut in April, we end up an even million barrels below the peak. I'm headed to the mall right now to stock up on ammunition and bottled water.
CEO,

I don't keep track of the numbers only the concepts....what percentage of total is this?

Matt

1 million barrels is 1.2% of 84 million (total production rate).

On a serious note, I will take this opportunity in light of some of the discussion on production here today, to say that I would have expected this level of production (down so low from its highs last year) to have effected the price of oil much more than it has (which appears to be none).

Whether this is demand-softening, demand-destruction, I don't know. Maybe the Saudis are right. Maybe the numbers are screwy. Maybe it will take 6 months for the effect to come through on inventories.

In 1982 oil hit inflation adjusted highs north of $90. American expeditures on oil hit 7% of GDP that year. We are at 3.5% of GDP now. If this is really TSHTF, I'd expect a little more than $73.

Don't want to rain on your guys parade, but shouldn't off-topic posts like this be in the drumbeat thread? Thats its purpose afterall.

And by the way... (yes I am hypocritcally adding to the off-topic conversation!!) how do you argue with cornucopians who say that production is down because "demand has dropped due to higher prices"??

And by the way... (yes I am hypocritcally adding to the off-topic conversation!!) how do you argue with cornucopians who say that production is down because "demand has dropped due to higher prices"??

I also hesitate to add off-topic material to a very interesting opening essay, but the Drumbeat threads are pretty large by this time of day. It's hard to have a conversation based on new news. Maybe a new thread just based on the new numbers would be in order?

Anyway, I am not a Cornucopian, but it is no suprise at all that demand was down in March. Spring turnarounds were in full swing, and refinery capacity was quite low at that time. You can see a graph of that here:

http://www.petrostrategies.org/Graphs/refineryutilization.html

But mark my words, production will climb from here for at least a bit longer. Mark that prediction down and file it away, and we can revisit it in the summer. You can call me out if I am wrong about that.

RR

Mike,

Please, no 'down to earth' explanations. It must be the end which is near, otherwise I read this site for nuttin'

;-)

For those of you who want to see the EIA numbers...

EIA International Petroleum Monthly


Current World Oil Supply Excel Sheet


Enjoy :-)

Apologies for adding to the off-topic :-/
The EIA number is almost on the 13 month centered moving average Stuart Saniford posted on April 4,2006. Then as now, the question is whether the curve will go up or down? In the same vein, both the IEA and EIA estimates for March have overestimated the actual just released. I don't know CERA's estimate, but I would be interested to know what it was.
I have always liked the idea of OTEC, and this is the most balanced discussion of it I have seen.  The issues of corrosion, chlorine use, and petrochemicals in these projects was appropriately addressed.  (Of note, biofouling of nuclear plant seawater intakes with zebra mussels and such is always an issue requiring attention.)  

For Rarotonga, this could be the way to go.  But OTEC won't play any significant role during the world energy crash and dieoff.  It is too late in the game.  OTEC will be a technology adopted by some of the dieoff survivors.

The intermittent injection of minimal amounts of chlorine to prevent bio-fouling of the warm water intakes, and the leaching of metal particles and other materials via erosion/corrosion would probably be environmentally insignificant.

I love it when the techno worshippers say "probably." It usually means the new process, chemical, or machine will destroy yet another vast part of the ecosystem.

The sad thing is, they will probably do it -- right along with the coal and nuclear and burning our food crops.

Why not use our intelligence to get us out of the techno-fix business and work on devolving our tech and reducing our population?

Of course, that will not happen.

Great article, by the way, on the evolutionary basis of war and competition for natural resources at: Evolutionary Psychology, Memes and the Origin of War.

I'm interested to know how intelligence would help to drastically reduce population. I assume you don't mean conceiving and executing schemes of mass extermination.
For the intelligent to avoid having offspring of their own is very feasible, of course. The problem would be getting everyone on earth to do the same. How would you set about it?
I went out to one of those sites that calculates your footprint on earth, and then tells you how many planet Earths we would need if everybody lived that way, and I thought of a new take on Population control.

First, everybody is required to fill out the questions to determine their footprint - not so much how they live, but how they 'pledge' or 'promise' or 'contract' to live in the 'new world'.  After you make your contract agreeing to how you will live, it figures out your expected foot print.  From there you are entered into the 'lottery', with your odds of 'winning' the lottery equal to 1:<your footprint>.  If it is determined that you will live with in a foot print that is sustainable you automatically win.  If you want to live a lifestyle that is 1:30, well, only 1 in 30 will win, and the others are made into fertilizer.  If you break your contract, you have the same fate.

Kevin

Well, I agree with your sentiment, but I feel one must be realistic. You suggest population reduction. I suggest that if you believe so much in such a solution you should start by reducing yourself out of the population. I agree, the earth has a carrying capacity, and we are probably above it, but to suggest murder of fellow human beings is abominable.
ummm, I think he just meant trying to get our societies on a steady negative fertility rate, not a holocaust...
Are you sure? You must be new. He's just getting warmed up. Give him a chance to horrify you. Negative fertility rate. What the fuck is that? Is that like retroactive abortion?
No, its like keep it in your pants, or withdraw, or get a snip, or take a pill. Hop off that soapbox, the acoustics seem terrible up there.
Cherenkov,
   Sodium Hypochlorite can be made on location and quickly reacts with organic material to make sodium chloride.  Since the source material is in the seawater your killing plankton in EXTREMELY small quantities.  As for reducing the population will you promise not to breed?  For the sake of the world I mean.
  Matt (AKA Bubba)
Public Radio's Marketplace had a nice little piece on Ethanol tonight.

One third of Americans think they will see a UFO before their car runs on corn-juice

Raises hand
People have been wanking around with OTEC since the 1970s, and it still hasn't gotten anywhere. Perhaps we should ask: why?

It all gets down to the amount of capital investment in relation to the amount of energy that can reasonably be expected to be extracted over the life of the system.

Maybe somebody will make it work more successfully and cost-effectively than it has, but I wouldn't hold my breath.

Yes, a huge amount of energy is bestowed upon the oceans, but the rub is being able to extract it in a practical, survivable, and cost-effective manner.

I wouldn't give up on any of these alternative energy schemes, for the calculus of what's reasonable and what's unreasonable may change quite suddenly should the fossil fuel situation start to tank sooner than expected.

I agree, the capital investment is large, considering the corrosion problems that working with warm seawater involves - which often leads oil & gas companies to invest in titanium heat exchangers and even for regular seawater piping (e.g. Laminaria development Timor Sea).

However considering the low pressures involved relatively cheap GRP can be used for the piping and a titanium heat exchanger, although with a high capital cost, has an extremely long life and useful scrap value.

At some oil price, I am sure OTEC will be worthwhile, however I don't really have a feel what that is.

.. we've been wanking around with Fusion, too.  Is it time to throw in that towel?  No, no, no.. fusion is just around the corner, swear to god..
Warm salt water even at 100 deg. F is low grade energy.  I did a study on green house heat-  During summer they get really hot but it came down to mass. 120 deg air is not the same as 120 degree dirt.  Air has little mass compared to dirt so while is looks like alot it(realatively(SP)) doesn't add enough to justify mechanical systems to try and store it or convert it compared to curent fuel prices. This much energy(4,000 times current use) would attract someones attention.  I would asssume that the scale is off the charts(How many square miles????).  IMUO I think that with todays tech this isn't a viable option.  Better to drink magarita's and enjoy the surf!
Well, I'm not sure it doesn't justify mechanical systems. There is a company in Australia (Enviromission) with plans for a 200 MW solar thermal tower in outback New South Wales, based on a 50kw prototype which successfully operated in Spain during the 80s.
It will look like an enormous greenhouse canopy with a very tall hollow ventilation Tower located at its centre.

The sun's radiation will be collected and trapped under the transparent canopy, creating a massive force of air heated to around 35°C greater than the ambient temperature. The laws of physics will make this air move at 15 metres per second towards the cold air at the top of the Tower located in centre of the canopy. The powerful updraft will force the rising air to pass through large turbines positioned at the base of the Tower. The movement of the hot wind through the turbines will generate up to 200MW of clean, emission free electricity - enough electricity for 200,000 typical Australian homes.

This project has been perpetually in the planning stage for a decade or so, and the height and output of the project has been scaled back by 80%. All the initial funding has been spent, and they are now trying to get huge amounts of government funding and issue new shares according to the link.

All is not well with this IMHO, it may never get built, despite having cost a fortune so far...

http://www.smh.com.au/news/business/enviromission-seeks-a-handout/2005/12/05/1133631200657.html

I agree it looks grim, and commercially I think they erred by setting their sights too high (e.g. a 1 kilometre high tower, more than twice any other existing structure). They should have gone with something smaller to prove the concept and economics from the beginning.

However, the commercial failings of Enviromission aside, technically the concept seems to have legs.

It all gets down to the amount of capital investment in relation to the amount of energy that can reasonably be expected to be extracted over the life of the system.

This is an often overlooked aspect of these debates. I have no doubt that coal to liquids, for example, has a far superior EROI to tar sands. But we are developing tar sands instead of turning our coal to diesel because of vastly lower capital costs. Sometimes we just focus on EROI (not that the OP did that) but we also have to carefully consider the capital involved.

RR

RR,

I think I buy a smaller car. It's cheaper.

And so does toyota by the way.
Bingo.

I grew up near that OTEC plant in Hawai`i.  My parents still live nearby.  My mom, a science teacher before she retired, took her kids on tours there every year for field trips.  It's been working for a long time...but still is not profitable without government grants.

This is even though electricity in Hawai`i is mostly generated by oil shipped in via tanker.  This is even though they are making money on auxiliary projects (such a lobster farm that uses the cold water brought up from the depths).  

Maybe wave energy will be the answer, but OTEC isn't.

 

Excellent post. It prompted me to do a quick search for OTEC in Australia... I found a useful overview:
http://rise.org.au/reslab/resfiles/ocean/text.html
And a working group in Townsville which had a workshop last year on the subject:
http://www.seao2.com/otec/

Upshot is, Townsville is poorly placed due to the continental shelf being a long way offshore (100km), but points further north in Queensland (e.g. Cooktown) could be suitable due to the shelf being much closer to shore. However Townsville was still seen as a potential engineering base for a future industry to support OTEC applications for pacific islands.

Unfortunately I didn't find any concrete progress towards commercialisation of the technology in Australia.

Thanks for this.

I'm unclear about the mechanism that these systems use.  The beauty of this source seems to be that, since the potential is so enormous, we can consider relatively inefficient generation and still be in the black economically.

how about a Stirling engine or, like the fan on my woodstove, utilize the Peltier-Seebeck effect?

I forgot to mention this site about wave energy which is not only prety cool, but it switches between generation of electricity and reverse osmosis sesalinization.
"sesalinization?"  Wow!
The old second law is pretty ruthless, folks.  20C is a miserably low temp difference for any heat engine.  Carnot efficiency there is something like 6% and you usually actually  get not even  half of that even after a lot of work on minute design detail.  I would rather put the same money into solar thermal run from a flat plate collector on the south side of big buildings in LA.  Would be fairly easy to get 90C delta T. and would not have to worry about salt corrosion except for the tears of the dwellers therein when comes time to shoot their SUV's.
"would not have to worry about salt corrosion except for the tears of the dwellers therein when comes time to shoot their SUV's."

wimbi, that's a great turn of phrase... don't be such a stranger to these parts.

And try to find us some kind of Stirling we can make for cheap and use for years.  It's really important now!

Right you are, Wimbi!

The equation for MAXIMUM theoritical efficiency for a heat engine is:

E = 1 - T2/T1  (T2 is cold temp in Kelvin and T1 is hot temp in Kelvin)

Assuming cold water is 50 deg F (283 deg K) and the "hot" surface water is 85 deg F (303 deg K), maximum efficiency is 6.6%.

Subtract pumping losses and losses for turbines and heat exchangers and you've got a big, e